Cathy Keck, CFP®

Executive Assistant

Cathy Keck oversees transitioning new retirement plan clients and serves as the Executive Assistant to Allan Henriques providing support on all client services including estate planning, financial planning and retirement planning needs.

Cathy began her financial services career in 1992 and has gained a wealth of knowledge over the years working for a variety of financial planning and investment advisory firms. In 2001, she formed her own financial planning and consulting services firm which she operated until she retired in 2005. In 2007, Cathy came out of retirement to join the Smart Investor team. Cathy’s professional philosophy is that education, understanding and setting expectations is the combination to a successful plan. She works diligently to ensure she is always adhering to this philosophy.

Professional Designations & Licenses

  • CERTIFIED FINANCIAL PLANNERTM Professional
  • Accredited Investment Fiduciary Analyst®
  • Investment Advisor Representative
  • FINRA Series Licenses 65 and 66
  • California Life and Health Insurance License (License No. OB91484)
  • Notary Public